The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation …

This information is required under the federal securities laws, stock exchange rules, and Texas regulations. What questions should I ask a person offering to sell me investments?

Sep 1, 2019 · The Texas Securities Act is the state law regarding the regulation of the securities industry in Texas. The Act provides for the registration of securities offered or sold in Texas, and of firms and individuals who sell securities or render investment advice in the state.

The State Securities Board is responsible for administering and enforcing the Texas Securities Act. The agency is overseen by five Board members appointed by the Governor, with the advice and consent of the Senate, for six-year overlapping terms.

Texas continues to be one of the major securities markets in the nation and is eagerly sought out by national and international securities issuers. The Agency is organized into the following Divisions: Enforcement, Registration, Inspections and Compliance, General Counsel, and …

Many investors, perhaps you included, are conflicted about investing in stocks. What makes these investments attractive is that stocks, as a group — though not every individual stock — have provided stronger returns over time than bonds or cash.

No jargon, no nonsense: The Texas Investor Guide explains the time-tested principles of investing and shows you the tools you need to research financial professionals and avoid fraud.

Sep 1, 2019 · The Acts now in effect being currently known as the Securities Act of Texas and the Insurance Securities Act of Texas, as embraced in Senate Bill No. 149, Chapter 67, and House Bill No. 39, Chapter 384, Acts of the 54th Legislature, 1955, and codified as Articles 579 and 580 of Vernon's Civil Statutes of Texas, be and the same are hereby ...

Austin Main Office Thomas Jefferson Rusk State Office Building, at 208 E. 10th St., Austin, TX 78701, on the corner of 10th and Brazos Streets. Phone: (512) 305-8300 Fax: (512) 305-8310 Complete contact information for Austin and branch offices in …

An issuer seeking to register securities for sale in Texas should complete forms U-1, U-2 and U-2A. Information that must be submitted with the application for registration of securities includes certain exhibits and a filing fee of $70 plus an examination fee of 1/10 of 1% of the aggregate amount of securities proposed to be sold in Texas.