Jan 24, 2025 · COMMODITY FUTURES TRADING COMMISSION. 17 CFR Part 143. RIN 3038-AF41. Annual Adjustment of Civil Monetary Penalties To Reflect ... penalties imposed under …

May 20, 2020 · Commission (“CFTC” or “Commission”) Division of Enforcement (“Division”) staff will consider in recommending an appropriate civil monetary penalty to the Commission in an …

Jan 24, 2025 · The Commodity Futures Trading Commission (Commission) is amending its rule that governs the maximum amount of civil monetary penalties imposed under the Commodity …

May 20, 2020 · The staff guidance provides a three-pronged approach to evaluate the appropriate penalty to recommend to the Commission: (1) the “gravity of the violation;” (2) “mitigating and …

On May 20, 2020, the Commodity Futures Trading Commission’s (the “CFTC” or the “Commission”) Division of Enforcement (the “Division”) issued new guidance outlining the …

On October 17, 2023, the Commodity Futures Trading Commission’s (“CFTC” or “Commission”) Division of Enforcement (“DOE”) released its latest enforcement advisory, providing guidance …

The Commodity Futures Trading Commission (the “CFTC”) and the Federal Energy Regulatory Commission (“FERC”) have announced required annual adjustments to their existing rules …

Jan 3, 2022 · Whistleblowers are eligible to receive between 10 and 30 percent of the monetary sanctions collected paid from the Customer Protection Fund financed through monetary …

Oct 25, 2023 · CFTC’s Division of Enforcement (the Division) has issued guidelines (the Advisory) indicating it will no longer accept neither-admit-nor-deny answers as the default settlement …

On May 20th the U.S. Commodities Futures Trading Commission (the “CFTC” or the “Commission”) Division of Enforcement (the “Division”) announced new guidance for Division …