Verify the registration status and disciplinary history of the person or firm selling a product or strategy before researching the risks or potential returns of the trade itself.

After registering for a CFTC Portal account, an account verification email is sent to the registered email address. If the account verification email is not received, please check your Junk or Spam folders.

Check trade confirmations and monthly or quarterly account statements routinely to spot mistakes or signs of possible trouble. Find out what to look for and what to do if you spot something wrong.

Verify your financial provider's registration status and disciplinary history before you invest. Revalidate their credentials at least annually. Check to be sure your financial professionals are properly registered and in good standing. Check the CFTC RED List (Registration Deficient). You should avoid the entities on this list.

Access information detailing CFTC registration and NFA membership. Access information regarding the failure to answer disciplinary information correctly or completely. Learn how to satisfy proficiency requirements and obtain study materials for various proficiency examinations. NFA provides resources for parties interested in NFA registration.

Forgot your username or password? Don't have an account? Request an account. For help, refer to Frequently Asked Questions or contact TechSupport@cftc.gov.

Before working with any person or firm to trade in commodity futures, commodity pools, options, forex, or other derivatives, verify that the entity is properly registered with the CFTC by visitinghttps://www.cftc.gov/check.

Jun 14, 2004 · Yes, any person who becomes the co-owner of an existing account is a “customer” subject to the CIP rule because that person is establishing a new account relationship with the FCM or IB. 2. The CIP rule requires an FCM to verify the identity of each “customer.”

The preferred and most secure method for authenticating with the CFTC Portal is to use an Authentication App. This section will show in three easy steps how to enable this feature when signing in to the Portal.

Verify deposits and withdrawals made from the account. • Account activity. Each statement should clearly list each transaction made on your account during the statement period. Review each trade’s date and time and the amount of each transaction. If anything seems wrong, call the firm immediately to report the discrepancy.