Benefits Pro10d
Vanguard to pay SEC $106M to settle violations over ‘misleading’ target date fund statements
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
Vanguard settles SEC charges over misleading statements for $106.41 million
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC) over misleading statements related to capital gains distributions and tax ...
Vanguard's $106 million target-date fund settlement offers a key lesson about taxes
Investors can boost their after-tax returns by pairing assets with taxable accounts or tax-advantaged retirement accounts like 401(k) plans and IRAs.
Kiplinger1y
Vanguard Faces Competition and Criticism — Where Does It Go From Here?
Everywhere you look at Vanguard headquarters, the nation’s second ... where George Washington turned a disparate group of colonists into a force that would win American independence from the ...
Newsday14d
State AG, SEC reach $106M settlement from investment adviser Vanguard Group
The New York Attorney General and the U.S. Securities and Exchange Commission have secured $106 million from global investment adviser Vanguard Group Inc. over its failure to notify investors ...
The Globe and Mail14d
Vanguard Group to pay US$106-million in SEC accord after saddling investors with big tax bills
Vanguard Group will pay $106.4-million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax information about its popular target-date funds ...