The Commodity Futures Trading Commission's enforcement division will end the practice of "regulation by enforcement," ...
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Agencies overseeing consumer financial affairs, wealth managers, and commodity traders all seem to be scaling back oversight ...
CFTC acting chair Caroline Pham said the financial regulator would “not punish good citizens” by regulating by enforcement.
BENGALURU (Reuters) - A crowded strong U.S. dollar trade is set to get more bunched up in coming months, with near one-third of currency strategists polled by Reuters now expecting the euro to fall to ...
In a fireside chat at the ABA Futures & Derivatives Law Committee Winter Meeting on January 30th, Acting Chairman Caroline ...
Two financial industry groups have raised concerns with the London Metal Exchange (LME) about its plans to require private ...
For broker dealers who were dreading the full implementation of the Fixed Income Quotation rule, SEC rule 15c2-11, staff once again granted relief.
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