HSBC Holdings Plc lost its role on the initial public offering of Stada Arzneimittel AG, according to people familiar with ...

CFTC acting chair Caroline Pham said the financial regulator would “not punish good citizens” by regulating by enforcement.

In a fireside chat at the ABA Futures & Derivatives Law Committee Winter Meeting on January 30th, Acting Chairman Caroline ...

Agencies overseeing consumer financial affairs, wealth managers, and commodity traders all seem to be scaling back oversight ...

Some in a special unit of 50 lawyers and staff members that had been assigned to regulate cryptocurrency are being reassigned ...

The SEC has launched a Crypto Task Force to bring clarity to digital asset regulations, tackle crypto securities, stablecoins ...

Hester Peirce outlines the SEC’s Crypto Task Force plans to clarify digital asset rules, focusing on regulatory clarity and ...