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Gemini agrees to a $5M penalty as part of proposed CFTC order
If approved, Gemini would be required to pay a $5-million civil monetary penalty and be enjoined from “making false or misleading statements” to the CFTC. The civil case filed against Gemini ...
Compliance Week3h
CFTC’s Pham announces end to ‘regulation by enforcement,’ consolidates task forces
The Commodity Futures Trading Commission's enforcement division will end the practice of "regulation by enforcement," ...
JD Supra11d
The High Cost of Noncompliance: Making Sense of BitMEX’s $100 Million AML Penalty
BitMEX, a Seychelles-registered crypto exchange, was fined $100 million in connection with a previously entered guilty plea ...
CFTC’s Pham sweeps agency’s top brass days after Trump appointment
CFTC acting boss Caroline Pham has cleaned house at the agency and has appointed a lead for the agency’s engagement on crypto ...
cryptonews13d
CFTC Chair Caroline Pham Reshuffles Key Roles Following Trump Appointment
Caroline Pham, the acting chair of the Commodity Futures Trading Commission (CFTC), has announced significant leadership ...