Compliance Week11h
FCA dings Infinox in first-ever enforcement under 2018 reforms of capital markets
The U.K. Financial Conduct Authority issued a landmark fine against trading platform Infinox Capital for failing to report ...
Compliance Week18h
Experts: Prepare now with U.K. failure to prevent fraud offense on horizon
Fraud prevention is about to get more complicated with penalties also rising sharply for U.K. organizations. Starting Sept. 1 ...
Compliance Week15h
KuCoin latest crypto firm to pay hefty price for violating BSA with $297M penalty
The Sechelles-based owner of cryptocurrency exchange KuCoin has agreed to pay nearly $300 million in penalties-and cease ...