Too often regulators get bogged down in the minutiae of prescriptive laws and miss their core intent, says Teresa Goody ...

2. Regulation 33 (6) of the SECC Regulations, 2018 and Regulation 31 (6) of the D&P Regulations, 2018 states that every MIIs shall appoint an independent external agency to evaluate its performance ...

The Securities and Exchange Commission (SEC) has highlighted the potential of blockchain technology to improve efficiency and enhance the regulation ...

However, the fundamental legal principles remain unchanged and personality and policy preferences at the SEC's helm cannot override established securities law. The Supreme Court's Howey Test ...

The Supreme Court majority built by Donald Trump could uphold efforts to expand presidential authority based on the legal ...

But increasing government secrecy during the Cold War raised concerns about a lack of transparency and accountability, and in 1955 a law was proposed ... they operate under principles of civic ...

A report on the results of a regulatory sweep that examined dealers’ compliance with all aspects of the Client-Focused Reforms (CFRs) will be delivered in the first half of 2025, according to a new ...

LOS ANGELES--(BUSINESS WIRE)--Glancy Prongay & Murray LLP, a leading national shareholder rights law firm ... s possible violations of the federal securities laws. IF YOU ARE AN INVESTOR WHO ...

If Danielle R. Sassoon, the interim U.S. attorney, agrees to drop the prosecution of Mayor Eric Adams, the decision could ...

In a nutshell, the policy announcements are nuanced, flexible, and gives a clear communication for the future — reemphasising ...

LOS ANGELES--(BUSINESS WIRE)--The Law Offices of Frank R ... concerning the Company’s possible violations of federal securities laws. IF YOU ARE AN INVESTOR WHO LOST MONEY ON PVH CORP. (PVH ...