Agencies overseeing consumer financial affairs, wealth managers, and commodity traders all seem to be scaling back oversight ...

CFTC acting chair Caroline Pham said the financial regulator would “not punish good citizens” by regulating by enforcement.

In a fireside chat at the ABA Futures & Derivatives Law Committee Winter Meeting on January 30th, Acting Chairman Caroline ...

The Commodity Futures Trading Commission's enforcement division will end the practice of "regulation by enforcement," ...

For broker dealers who were dreading the full implementation of the Fixed Income Quotation rule, SEC rule 15c2-11, staff once again granted relief.

There has been a surge in Gold Futures contracts opting for delivery. Click here to read why it is possible that the demand ...

The Commodity Futures Trading Commission (CFTC) is set to announce a restructuring of its enforcement division to halt the ...

According to the CFTC’s announcement, the new structure will “more efficiently utilize the CFTC’s resources to prevent fraud, ...

Robinhood Markets , Inc. (NASDAQ:HOOD), the popular commission-free trading platform with a market capitalization of $46.15 billion, has been making waves in the financial services industry with its ...

As we look ahead to 2025, the derivatives market is set to experience another pivotal year of regulatory transformation.

Acting Chair Named for CFTC Opens Door to Event Contracts While Departing Chair Cautions Against Expansion Commissioner Caroline D. Pham has ...

Compliance and trade surveillance is a focus area for Trading Technologies, a SaaS provider to the global capital markets ...