The new year always marks the start of a busy regulatory filing season for registered investment advisers, including investment advisers that ...

CFTC acting chair Caroline Pham said the financial regulator would “not punish good citizens” by regulating by enforcement.

The Securities and Exchange Commission (SEC) transferred Jorge Tenreiro, a senior litigator involved in major cases against ...

In a fireside chat at the ABA Futures & Derivatives Law Committee Winter Meeting on January 30th, Acting Chairman Caroline ...

The Commodity Futures Trading Commission's enforcement division will end the practice of "regulation by enforcement," ...

The Federal Deposit Insurance Corporation (FDIC) has released 790 pages of crypto-related correspondence amid a regulatory ...

As in recent years, the False Claims Act (FCA) continued to serve as a tool utilized by the federal government against ...

The US SEC, as well as the CFTC, have initiated key measures to overhaul crypto regulations in the United States.

The U.S. Commodity Futures Trading Commission is restructuring its Division of Enforcement's task forces to end regulation by enforcement. By focusing on fraud prevention and victim assistance, the ...

The Trump administration will likely impact the SEC whistleblower program in terms of a change in its enforcement priorities, ...

President Donald Trump on January 23, 2025 issued an executive order that outlines the new administration’s commitment to strengthening US ...

President Trump’s crypto executive order (the Crypto Executive Order) was a first step in the Trump Administration’s articulation of a policy ...