It is easy for the layman to miss the actual significance of this latest piece of legislation. In fact, it is a major blow against the scourge of financial scams taking advantage of our tough bank ...

The Financial Industry Regulatory Authority’s latest report offered advisers best practices for strengthening their ...

Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting ...

Human trafficking is now a global epidemic, representing a serious infringement of human rights that impacts millions of ...

The billionaire, chosen by President Trump to lead a federal overhaul, insisted he was working transparently, but his team’s secretive actions have delivered shocks across the government.

On October 21, 2024, the Securities and Exchange Commission’s (the “SEC”) Division of Examinations (the “Division”) published its ...

Changes are also afoot for the rules around pay secrecy in New Zealand. The Employment Relations (Employee Remuneration Disclosure) Amendment Bill passed its first reading in parliament in November ...

Invest in additional specialized training and consider hiring additional ... Staffing and Resourcing Appoint a qualified Bank Secrecy Act (BSA) officer with sufficient authority and oversight ...

President Donald Trump said Palestinians in Gaza would not have a right to return under his plan for U.S. “ownership” of the ...

This challenge underscores the need for accessible tools and training tailored to smaller ... For instance, the US government has enacted the Bank Secrecy Act (BSA) for AML. It includes multiple ...

The FAAA has used its pre-budget submission to lobby the government for PY support payments, ATO portal access, and enhanced ...